Capital markets exchanges made progress in September on rolling out around-the-clock trading, and market participants took steps in broadening the acceptance of digital assets and the regulation guiding this asset class. … READ MORE >
broker dealers
June capital markets roundup: Regulatory compliance, tech partnerships, digital assets
As the regulatory and technology landscape continues to evolve, broker-dealers, exchanges, and clearinghouses must proactively adjust to these changes to get the most out of evolving investor behaviors. … READ MORE >
April capital markets roundup: Volatility, notable deals, regulatory updates
April was a month marked by significant volatility, driven by U.S. tariffs on trading partners, forcing broker-dealers and exchanges to adapt to increased transaction volume and revise their risk management strategies. Last month also saw a few key mergers and acquisitions, along with crypto regulatory advancements. … READ MORE >