During the past month, there have been significant development in the capital markets industry as it relates to around-the-clock trading, regulatory reporting, product diversification and further globalization of our financial markets. … READ MORE >
SEC
SEC expands regulation of private fund advisers
These rules will require registered advisers to private funds to provide quarterly statements to investors, obtain annual audits for the private funds they advise, and obtain either a fairness opinion or valuation opinion in connection with any adviser-led secondary transaction. … READ MORE >